Constitution Of India
Part 18
Part XVIII contains the Emergency provisions, which allow the State to respond to extraordinary situations such as war, external aggression, or breakdown of constitutional machinery. These provisions temporarily alter the balance of power, often strengthening the Union. They highlight the Constitution’s capacity to adapt in times of crisis, while also raising important questions about limits and safeguards.
The selected articles focus on the different forms of emergency and their constitutional implications.
Article 352
Article 352 of the Indian Constitution is the introductory article of Part 18, which deals with emergency provisions. The article states the necessary provisions regarding the Proclamation of Emergency. Article 352 traces its roots to Draft Article 275 of the 1948 Draft Constitution. It was debated on 2 August 1949. Major discussions and deliberations were held regarding the powers of the President. A majority of members felt that giving arbitrary powers to the President would be a threat to democracy and Fundamental Rights.
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The emergency provisions of the Indian Constitution are heavily drawn from the Government of India Act of 1935. Sections 45, 93, and 102 of the Government of India Act, 1935, deal with emergency provisions. Section 45 of this act states the necessary provision through which the Governor-General could proclaim an emergency in the event of the failure of the constitutional machinery of the federation. In such a situation, the Governor-General was
empowered to exercise the powers of the constitutional machinery. Section 93 of this act states provisions regarding the powers of the Governor of a province. It empowers the Governor to proclaim an emergency in case of failure of the constitutional machinery and assume all the powers vested in the provincial authority. Section 102 states the power of the federal legislature during the period of emergency.
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It states that an emergency can be declared in case of a threat to the security of India, either through war or internal disturbances. According to this, if an emergency is declared, the Legislature has the power to override the separation of powers and make laws regarding provinces. This section is often viewed as a direct predecessor to Article 352, which borrows the reasons through which an emergency can be declared.
Draft Article 275 stated that the President can proclaim an Emergency if they are satisfied that India is having a grave emergency, either due to war or any domestic violence. The further clause of the article stated that the emergency can be revoked through another proclamation. Additionally, the proclamation should be laid before both the Houses of Parliament and should cease to exist after 6 months if both the Houses have not approved it. The third clause stated that a proclamation can be made prior to the actual events if the President is satisfied that there is a danger in the near future.
B.R. Ambedkar, the Chairman of the Drafting Committee, moved an amendment to substitute war and domestic violence in clause 1 with war and external aggression or internal disturbances to offer much more clarity. He also proposed another amendment to clause 2, reducing the expiration period of the emergency Proclamation from 6 to 2 months. A proviso was also added for clause 2. According to this, if the proclamation is made while the houses are dissolved or in the phase of dissolution, the new Parliament could ratify it within 30 days.
While the majority of the members accepted the significance of this article, a lot of them were concerned about the powers of the President. The members felt that the article provides immense power at the disposal of the President, which might hinder civil liberties, fundamental rights and democracy of India. One of the members proposed that the President should declare an emergency on the advice of the Council of Ministers. The member argued that by using similar emergency provisions, Hitler took over the power in the Weimar Republic. To keep a check on the powers of the President, the member felt that the approval of the Council of Ministers is necessary. He provided the reference to Article 102, which dealt with the ordinance-making power of the President. He argued that since here, consultation with the Council of Ministers is necessitated, a similar provision should be there in Article 275.
Opposing this view, another member argued that the article already has a provision that requires parliamentary approval, thus restraining the arbitrary power of the President. The member was apprehensive about Parliament’s role in declaring an emergency and argued that the President is the suitable authority for such provisions. The elected representatives, according to him, are mostly illiterate and raw, thus, giving power in their disposal would be harmful for the health of the Nation. Just like the Nazis penetrated all the organs of the state, jeopardising the well-being of the state, a similar situation could arise. Additionally, he said that there are enough provisions to keep a check on the power of the Parliament.
The Constituent Assembly accepted the amendments proposed by B.R. Ambedkar, and all other amendments were negatived. The article was passed on 02 August 1949 and was later renumbered as Article 352 of the Indian Constitution, 1950.
After 1950, various amendments have been made to this Article. The most significant ones came in the 1970s. The Thirty-Eighth Amendment Act, 1975, resulted in the vesting of undisputed power in the President during an emergency. According to this amendment, a declaration of emergency, either national, state or financial, cannot be challenged and taken up for judicial review. Thus, it significantly altered the power of the judiciary during the emergency as well as gave an upper hand to the executive. The other significant amendment made to Article 352 was through the 44th Amendment (1978), which came after the period of emergency. The emergency was declared on the grounds of ‘internal disturbances’. The term, however, is ambiguous, which resulted in the declaration of a national emergency in 1975. The 44th Amendment made the emergency provisions stringent by defining that a National Emergency on the grounds of internal disturbances can only be declared if there is any armed rebellion. It also overturned the 38th amendment and brought the emergency declaration within the ambit of judicial review. Additionally, it stated that an emergency can only be declared if the President receives a written request of such from the Cabinet.
Emergency provisions are very critical provisions due to the enormous power they vest in the executive, and at the same time, fundamental rights are curtailed to a large extent. Thus, various cases are fought in the Court that challenge and interpret the fundamental rights during an emergency.
In AK Gopalan versus State of Madras (1950), the court provided a theory of exclusivity stating that all the fundamental rights are exclusive and separate in nature. The petitioner, a communist leader, was kept in preventive detention from 1947 under the Madras Maintenance of Public Order, 1947. A new notice of preventive detention was served under the Preventive Detention Act of 1950. Petitioner challenged it on the grounds of violation of Fundamental Rights enshrined under Articles 19, 21 and 22. The court held that if an individual is detained legally under Article 22, they cannot claim the right to freedom of movement under Article 19. It also provided a narrow interpretation of ‘procedure by law’, stating that any law passed by the legislature is valid regardless of its procedure.
In Makhan Singh versus State of Punjab(1963), the court dealt with the question of double detention. The petitioner in this case was already in punitive custody. After the declaration of National Emergency in the wake of the Sino-Indian War of 1962, he was served another notice of preventive detention under the Defence of India Rules 1972. The petitioner challenged this double detention, and the court held judgment in favour of the petitioner. It held that a person already in jail cannot be served a new preventive detention notice. It also acknowledged that a person can move to the Court to challenge detention even if a national emergency is declared, and all fundamental rights are suspended.
ADM Jabalpur versus Shivkant Shukla (1975) is a case fought during the emergency of 1975, which dealt with the fundamental rights during the period of emergency. Detention was challenged by various politicians and social activists, arguing that the detention is mala fide and breaches their fundamental rights. The court, in its judgment, held that during a national emergency, all the rights of citizens can be suspended by the state.
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Minerva Mills versus Union of India (1980) is a landmark case that challenged the amending power of the Parliament. The 42nd Amendment provided the Parliament with the power to amend any part of the Constitution. The Court in this case held that Parliament cannot amend the basic structure (fundamental rights) of the Constitution.
S.R. Bommai versus the Union of India (1994) challenges the power of President’s power to declare a state emergency and suspend the State Government. Though directly related to Article 356, the court in this matter held that the invocation of emergency provisions should be done on justifiable grounds rather than on political motivations. It also held that the judiciary can review the materials based on which an emergency is declared.
Article 356
Article 356 of the Indian Constitution states the provisions in case of failure of constitutional machinery in States. By this article, the President is empowered to take over the State Government if such a condition arises and declare ‘President’s Rule’. Article 356 was debated as Draft Article 278 in the Constituent Assembly on 03 and 04 August 1979. Debates and discussions were centred around the role of the Governor, powers given to the President and Federalism. The Article is directly borrowed from Section 93 of the Government of India Act (1935). Section 93 of this act states provisions regarding the powers of the Governor of a province. It empowers the Governor to proclaim an emergency in case of failure of the constitutional machinery and assume all the powers vested in the provincial authority.
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Draft Article 278 states that the President, under Article 188, can assume the
can assume the charge of any state government if they receive a receipt of failure of state constitutional machinery from the Governor or Ruler of the State. The President can also make a declaration empowering the Parliament to exercise the powers of the State Legislature. However, the President, according to a proviso of clause 1, cannot take over the High Court. The proclamation can be revoked or changed by a subsequent proclamation. The article also states that the proclamation should be presented before both the Houses of Parliament, and all the proclamations except that of revocation of the President’s Rule would expire after 6 months. However, Parliament holds the power to review and extend the proclamation for 12 months, but not more than 3 years in any case. All the laws made by parliament would cease to exist after a period of 1 year of revocation of the proclamation.
The debate regarding this article started with B.R. Ambedkar moving some amendments. In the Draft Constitution of 1948, the governor held the power to assume state machinery through Article 188. However, Article 188 was proposed for deletion, and Dr Ambedkar moved the amendment, which would empower the President to take control of the state machinery on the recommendation of the Governor. Thus, the governor’s power to hold executive powers for 2 weeks was abolished. Additionally, the word ‘otherwise' was added to the first clause, giving the President autonomy to suspend the State Legislature without the governor’s receipt. The expiration time of the proclamation was also proposed to be reduced from 6 to 2 months. In the original Draft Article 278, the Parliament had the power to take over the functions of the State Legislature. A new amendment proposed that Parliament can delegate this authority to anyone, as the work might overburden the Parliament. The Proclamation, rather than getting extended to 12 months by Parliament directly, should be reviewed every 6 months till the maximum limit of 3 years.
A new article 278A was introduced, which was a division of Article 278. This explained the details of the power which could be exercised by Parliament or the President when the article is enacted. Other than the provision of delegating power to any authority by the Parliament, the President could sanction the Budget from the Consolidated funds of India when the House of People (Lok Sabha) is not functioning. Other than these amendments, a member proposed to substitute the Ruler of the state in clause 1 with Rajpramukh.
Various members showed their apprehension about the word “otherwise” in clause 1. A member argued that making the President powerful to this extent compromises provincial autonomy. He called the whole process constitutionally criminal in nature. Another member stated that such a kind of arbitrary power in the disposal of the President can result in dictatorial tendencies and states losing their autonomy to the Union. The member also highlighted that the present article resembles Article 93 of the Government of India Act 1935. In that, too, article 93 is omitted, and thus, the member said that rather than being progressive, the article is regressive in nature. Members were also opposed to the amendment, which no longer made the Governor hold executive power for a fortnight. This was seen by many as a danger to the Federal system.
As this Article had concurrence with Section 93 of the Government of India Act (1935), there was considerable opposition to it due to the colonial experience, where the Governor-General held arbitrary power and used it against the provincial government. The framers, however, thought that such a provision was necessary to uphold a federal structure in the Indian context, where the Centre played a vital role in holding up the state. During the post-independence period, when the article was being discussed in the Assembly, the Indian landscape was marked by various princely states. Thus, the framers found this article important for the formation of a unified nation. However, at the same time, they were aware of its controversial nature and had agreed that it might be used for political manoeuvres. But still, the Article was adopted. This reflects the tumultuous nature of the Constitution at the time of its making. B.R. Ambedkar was himself anxious about the role of this article. In his speech on the discussion of this article, he called it a dead letter, asserting that such articles should not be called into operation and are in the Constitution for precautionary purposes.
The article was passed by the Constituent Assembly by adopting the amendments proposed by the Chairman of the Drafting Committee, and the rest were negatived. However, in the Draft Constitution of 1949, the word “Ruler” was substituted with “Rajpramukh”. The article was renumbered as Article 356.
Ambedkar’s anxiety, however, became reality and rather than just being a dead letter, the Article is politically misused. During the emergency period, through the 42nd Amendment, some crucial changes were made to this article. The period of President’s Rule after Parliament’s approval through this amendment was extended to 1 year from six months. The 44th Amendment reversed it and made the period 6 months again. Continuation of President’s Rule would require a fresh approval every six months. The 44th Amendment also introduces a new clause 5 in Article 356. Clause number 5 states that the President’s Rule cannot exceed a period of 1 year. It can only be extended if a National Emergency is declared in the nation or the Election Commission certifies that the continuance is necessary for holding elections in the concerned state. Even with these conditions, the maximum period of President’s Rule is 3 years. The period, however, can be extended through a constitutional amendment; it was done in the case of Punjab in the 1980s. Due to the prevailing insurgency in the state through the 67th and 68th Constitutional Amendments, the period of President’s Rule was extended first to 4 years and then to 5 years. Thus, the use of the Article was made much more stringent to be a safety valve rather than a political dagger.
To avoid the political misuse of this Article, some other crucial steps were also taken. Two significant Commissions were the Sarkaria Commission (1983-88) and the Punchhi Commission (2007-10). The Sarkaria Commission, headed by Justice Ranjit Singh Sarkaria, was made to address the growing friction between the Centre and the States. The Commission, in its findings, recommended that Article 356 should be used in the rarest of the rare cases. Before its invocation, the President should give a written warning to the state government. Also, the report of the Governor should clearly specify the facts and justification for calling for President’s Rule. The Commission also recommended that the State Assembly should not be dissolved until the proclamation of the emergency has received Parliamentary approval. In its findings, it also made some recommendations regarding the appointment of the Governor. It is recommended that the person being appointed as Governor should not be politically active in the recent past and should be appointed with the consultation of the Chief Minister of the State.
Punchhi Commission (2007-10), headed by retired CJI M.M. Punchhi, also looked into the Centre-State relation. It is recommended that Article 356 be amended in a way that, rather than declaring an emergency in a complete state, the Centre should impose the emergency in the troubled areas only. Additionally, regarding the appointment of the Governor, the Commission also provided some crucial recommendations. The person being appointed should not have been part of active politics for two years before the appointment. It is recommended that the tenure of the Governor should be fixed for 5 years and shall be removed only via resolution by the State Legislature.
Various judicial cases invoked Article 356, resulting in interpretations of the scope of this Article. In Rajasthan versus Union of India (1977), the petitioner challenged a notice sent by the Home Minister of India, which advised them to dissolve the State Legislature and seek a fresh mandate. The notice came after the Emergency, and the Janata Party formed a coalition government in the Centre. All such notices were sent to Congress-ruled States. If not dissolved, the Union Government would invoke Article 356 and impose President’s Rule. State of Rajasthan challenged this, arguing that the notice is unconstitutional. The key issue before the Court was whether it holds the power of judicial review of the President’s Rule imposed in a state. The Court held that Article 356 cannot be reviewed by the judiciary and that the President’s Rule depends on the President’s satisfaction to impose it. Thus, it cannot be objectively scrutinised.
This decision, however, was overturned in the judgment delivered on S.R. Bommai versus Union of India (1994). In the present case, the petitioner, who was the Chief Minister of Karnataka, challenged the imposition of President’s Rule, arguing that the invocation of Article 356 is not done on justifiable grounds. The Court, in its decision, held that Article 356 is subject to judicial review. It also held that Article 356 should be invoked on justifiable grounds. Also, the floor test should be the grounds on which the majority should be checked, rather than on the subjective opinion of the Governor. It also held that the judiciary can reinstate the Government if it finds the use of Article 356 unconstitutional.
S.R. Bommai versus Union of India became a landmark case, which was also reiterated in Rameshwar Prasad versus Union of India (2006). In this case, the Governor of Bihar recommended that the President invoke Article 356, arguing that after the Legislative Election, a coalition government was being formed through horse trading, as none of the parties had a clean majority. The Court held that the Governor cannot intervene in the formation of Government and prevent the formation of an alliance. Thus, Article 356 was invalidated in this case.
The other significant case was Nabam Rebia versus Deputy Speaker (2016). In 2015, a political crisis emerged in Arunachal Pradesh, where the Congress party was leading the Government with 47 MLAs out of the total house strength of 60. However, 21 of these MLAs rebelled against the Government, with opposition MLAs supporting them. These MLAs demanded the removal of Nabam Tuki (CM) and Nabam Rebia (Speaker). Following this, the Speaker disqualified these 14 MLAs. The decision was quashed by the Deputy Speaker on the same day, and the Governor continued the assembly session the next day. The Speaker and CM were removed from their posts, and a new CM was appointed. The Guwahati High Court held that the decision of the Governor to continue with the session of the Assembly is totally constitutional and within the law. After this, Speaker Nabam Rebia moved to the Supreme Court, arguing that the Governor’s interference in the activities of the Legislature is unconstitutional. The court held that the decision made by the Governor is not within the law and reinforced the S.R. Bommai ruling, which stated that the Governor cannot act on their own direction. The case is important because it was the first time in Indian history that a Government was restored by the Supreme Court.
Article 360
Article 360 of the Indian Constitution deals with the provisions related to Financial Emergency. Article 360 has its roots in Draft Article 280A. The article was not part of the Draft Constitution of 1948 and was proposed during later stages of Constitution-making. The article was debated on 16 October 1949 and empowered the President to declare a financial emergency if they felt financial instability in the federal structure. The majority of the members were concerned about the scope of powers being assigned to the President.
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Draft Article 280A states that if the President is satisfied that the financial stability of the nation or any territory is threatened, they can declare an emergency and Clause 2 of Article 352 can be enacted. During such time, the President or Union Executive can give
directions to the state which it deems necessary. These directions include the reduction of salaries of people engaged with affairs of state, even Supreme Court and High Court Judges. Additionally, all Money Bills or other kinds of bills are to be taken into consideration by the President after being passed by the state legislature.
The Draft Article 280A was highly inspired by the American Constitution. The chairman of the drafting committee stated that such provisions are necessary so that a situation like the Great Depression of 1930 does not arise, where the American President was totally powerless to do anything in a situation of financial and economic crisis. The inclusion of this Article was also a result of post-war economic instability. The framers felt that without making any Constitutional Amendment, there should be provisions that would help the Union Government for the economic safeguard of the nation. A member moved an amendment to empower parliament to make decisions regarding the state list in case of a financial emergency, and have a final say, just like it has in the subjects of the Concurrent List. The member felt that there might arise some conflict with the state laws, and thus, to ensure a uniform policy during an emergency, the President and the Parliament should be empowered to do so. Another member moved an amendment to completely suspend the provincial autonomy during times of financial crisis.
Another perspective that echoed in the assembly hall regarding this article was that some members felt that the article was too wide and made the president extraordinarily powerful. The member argued that there is no basis to decide that the financial stability is threatened, and it is within the discretion of the President to decide it. Such power, according to him, went against provincial autonomy. The member further argued that such a proclamation should only be declared on the imminent danger of financial breakdown rather than on the mere threat of financial instability. The member demanded the deletion of Clause 4 and Clause 5 of this article.
The article, however, got wide support from members when the floor was opened for discussion. One of the members, though, scathingly criticised the article and gave the metaphor of children to the provinces and the schoolmaster to the President, pointing out that states in this article are being dealt with complete distrust and the Central Government is being given drastic power to manage state resources, hindering their development.
K.M. Munshi, a member of the Drafting Committee, stood to answer this criticism. He argued that the economic apparatus of a country should be indivisible, as a financial crisis in one province might result in a crisis in the centre and the whole country. Thus, assigning temporary powers to the President and Union Government does not hinder provincial autonomy; rather, it is necessary for the well-being of the nation. All the amendments were negatived in the Assembly, and the article was adopted as it is. It stands as Article 360 of the Constitution of India, 1950.
Various members in the Constituent Assembly had felt that the article would result in giving excessive power to the Union Government and thus hindering provincial autonomy. During the emergency in 1975, emergency provisions were used for political benefits. The 44th Amendment introduced some crucial safeguards to this Article. This Amendment omitted Clause 5 of this Article, which was introduced by the 38th Amendment. The Clause stated that the President’s decision to invoke Article 360 and declare a financial emergency is conclusive and final. By omitting Clause 5, the financial emergency invoked by this article was brought within the ambit of judicial review.
Some crucial case laws are also directly or indirectly related to the interpretation of Article 360.
In Rajasthan versus Union of India (1977), the petitioner challenged a notice sent by the Home Minister of India, which advised them to dissolve the State Legislature and seek a fresh mandate. The notice came after the Emergency, and the Janata Party formed a coalition government in the Centre. All such notices were sent to Congress-ruled States. If not dissolved, the Union Government would invoke Article 356 and impose President’s Rule. State of Rajasthan challenged this, arguing that the notice is unconstitutional. The key issue before the Court was whether it holds the power of judicial review of the President’s Rule imposed in a state. The Court held that Article 356 cannot be reviewed by the judiciary and that the President’s Rule depends on the President’s satisfaction to impose it. Thus, it cannot be objectively scrutinised.
This decision, however, was overturned in the judgment delivered on S.R. Bommai versus Union of India (1994). In the present case, the petitioner, who was the Chief Minister of Karnataka, challenged the imposition of President’s Rule, arguing that the invocation of Article 356 is not done on justifiable grounds. The Court, in its decision, held that Article 356 is subject to judicial review. It also held that Article 356 should be invoked on justifiable grounds. Also, the floor test should be the grounds on which the majority should be checked, rather than on the subjective opinion of the Governor. It also held that the judiciary can reinstate the Government if it finds the use of Article 356 unconstitutional.
In the Minerva Mills versus Union of India (1980), the court in its judgment held that the Basic Structure of the Constitution cannot be amended, thus offering a check to the Amending power of the Parliament. Thus, it can be interpreted that even during the Financial Emergency, the Basic Doctrine, like Fundamental Rights, judicial review and federal character of the Constitution, cannot be changed.
RC Cooper versus Union of India (1970), also known as the Bank Nationalisation Case, challenged the nationalisation of Banks done by the Indira Gandhi government. The petitioner argued that nationalisation of banks results in a violation of their right to hold and dispose of property. The court held that even if the policy made by the government is for public welfare, it should not violate the Fundamental Rights. It affirms that even during the economic crisis or in the situation of a Financial Emergency, fundamental rights cannot be violated.
K.S. Puttaswamy versus Union of India(2016) is a landmark case which resulted in affirming that the right to privacy is a fundamental right. While this article bears no direct relation to Article 360, it established a doctrine named the Test of Proportionality. According to this, the state action should be totally proportionate to the need of the interference and the benefit of such interference should outweigh the individual rights. In simple terms, this affirms that individual rights should only be violated if the benefit of state action is larger than the rights themselves. This prevents the State from invoking provisions like Financial Emergency solely on the grounds of ‘public interest’.